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StoneX Group Inc. — Director's Dealing 2021
May 21, 2021
30989_dirs_2021-05-20_c7380fe3-577a-4b11-a13c-8280937df6c8.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: StoneX Group Inc. (SNEX)
CIK: 0000913760
Period of Report: 2020-09-30
Reporting Person: OCONNOR SEAN MICHAEL (Director, CEO/President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-14 | Common Stock | M | 35 | $25.91 | Acquired | 324950 | Direct |
| 2021-05-14 | Common Stock | S | 26 | $70 | Disposed | 324924 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-14 | Stock Options | $25.91 | M | 35 | Disposed | 2021-12-16 | Common (35.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 61290 | Indirect |
| Common Stock | 780434 | Indirect |
Footnotes
F1: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.
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