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StoneX Group Inc. — Director's Dealing 2021
May 21, 2021
30989_dirs_2021-05-20_4b40f410-f861-44d4-9fcf-fc1dbd064631.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: StoneX Group Inc. (SNEX)
CIK: 0000913760
Period of Report: 2021-05-12
Reporting Person: OCONNOR SEAN MICHAEL (Director, CEO/President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-12 | Common Stock | M | 13757 | $25.91 | Acquired | 334702 | Direct |
| 2021-05-12 | Common Stock | S | 9787 | $70 | Disposed | 324915 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-12 | Stock Options | $25.91 | M | 13757 | Disposed | 2021-12-16 | Common (13757.0) | Direct |
Footnotes
F1: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.
F2: Amendment filed to correct the number of options exercised.
F3: Amendment filed to correct the number of shares beneficially owned following correction to the number of options exercised.
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