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StoneX Group Inc. — Director's Dealing 2021
Sep 16, 2021
30989_dirs_2021-09-16_3750f7b2-43a0-403c-ade9-01cbf8c9aae9.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: StoneX Group Inc. (SNEX)
CIK: 0000913760
Period of Report: 2021-09-09
Reporting Person: OCONNOR SEAN MICHAEL (Director, CEO/President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-09 | Common Stock | M | 13807 | $25.91 | Acquired | 348520 | Direct |
| 2021-09-09 | Common Stock | S | 10000 | $68 | Disposed | 338520 | Direct |
| 2021-09-10 | Common Stock | M | 1848 | $25.91 | Acquired | 340368 | Direct |
| 2021-09-10 | Common Stock | S | 1325 | $68 | Disposed | 339043 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-09 | Stock Options | $25.91 | M | 13807 | Disposed | 2021-12-16 | Common (13807.0) | Direct |
| 2021-09-10 | Stock Options | $25.91 | M | 1848 | Disposed | 2021-12-16 | Common (1848.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 61290 | Indirect |
| Common Stock | 780434 | Indirect |
Footnotes
F1: Amendment filed to correct the number of options exercised.
F2: Amendment filed to correct the number of shares beneficially owned following correction to the number of options exercised.
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