Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

StoneX Group Inc. Director's Dealing 2021

Oct 18, 2021

30989_dirs_2021-10-18_c40bc1f3-b2fe-4d0a-8e8f-849668a4dcff.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: StoneX Group Inc. (SNEX)
CIK: 0000913760
Period of Report: 2021-10-14

Reporting Person: OCONNOR SEAN MICHAEL (Director, CEO/President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-10-14 Common Stock M 3375 $25.91 Acquired 362536 Direct
2021-10-14 Common Stock S 2427 $68.849 Disposed 360109 Direct
2021-10-15 Common Stock M 1106 $25.91 Acquired 361215 Direct
2021-10-15 Common Stock S 800 $68.6979 Disposed 360415 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-10-14 Stock Options $25.91 M 3375 Disposed 2021-12-16 Common (3375.0) Direct
2021-10-15 Stock Options $25.91 M 1106 Disposed 2021-12-16 Common (1106.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 61290 Indirect
Common Stock 780434 Indirect

Footnotes

F1: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.