Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

StoneX Group Inc. Director's Dealing 2013

Mar 6, 2013

30989_dirs_2013-03-06_17e7ce25-53b0-4d2a-9433-09c1c739711b.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: INTL FCSTONE INC. (INTL)
CIK: 0000913760
Period of Report: 2013-03-04

Reporting Person: OCONNOR SEAN MICHAEL (Director, CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-03-04 Common Stock X 36993 $2.50 Acquired 413947 Direct
2013-03-05 Common Stock S 2600 $17.7921 Disposed 411347 Direct
2013-03-06 Common Stock S 200 $17.75 Disposed 411147 Direct
2013-03-06 Common Stock X 30000 $2.50 Acquired 441147 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-03-04 Stock Options $2.5 X 36993 Disposed 2013-03-07 Common (36993.0) Direct
2013-03-06 Stock Options $2.5 X 30000 Disposed 2013-03-07 Common (30000.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5200 Indirect
Common Stock 780434 Indirect

Footnotes

F1: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.