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STONERIDGE INC — Director's Dealing 2017
Mar 28, 2017
33588_dirs_2017-03-28_b977c021-28fc-4499-8c1b-ebdde340f319.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STONERIDGE INC (sri)
CIK: 0001043337
Period of Report: 2017-03-25
Reporting Person: Kruk Peter (President of Electronics)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-25 | Common Shares, without par value | M | 34047 | — | Acquired | 42047 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-25 | Performance Shares | $ | M | 34047 | Disposed | Common Shares, without par value (34047) | Direct | |
| 2017-03-25 | Performance Shares | $ | D | 4453 | Disposed | Common Shares, without par value () | Direct |
Footnotes
F1: On March 25, 2014 the Reporting Person was granted 38,500 Performance Shares vesting on March 25, 2017; 15,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 23,100 were time and performance based. Of the time and performance based Performance Shares 18,647 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 4,453 were forfeited.
F2: Performance shares vesting in 2018, 2019 an 2020 payable upon vesting on a one for one basis in common shares.