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STIFEL FINANCIAL CORP Director's Dealing 2021

Jan 5, 2021

30525_dirs_2021-01-05_406c8b76-f3f5-4c0d-8f2e-17642c0d0722.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2020-12-31

Reporting Person: KRUSZEWSKI RONALD J (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-31 Common Stock G 6492 $0.00 Disposed 1252574 Direct
2020-12-31 Common Stock M 43413 $0.00 Acquired 1295987 Direct
2020-12-31 Common Stock F 19428 $50.46 Disposed 1276559 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-12-31 Phantom Stock Units $0.00 M 43413 Disposed Common Stock (43413) Direct

Footnotes

F1: Currently exercisable.

F2: No expiration date for these Units.