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STIFEL FINANCIAL CORP — Director's Dealing 2021
Jan 5, 2021
30525_dirs_2021-01-05_406c8b76-f3f5-4c0d-8f2e-17642c0d0722.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2020-12-31
Reporting Person: KRUSZEWSKI RONALD J (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-31 | Common Stock | G | 6492 | $0.00 | Disposed | 1252574 | Direct |
| 2020-12-31 | Common Stock | M | 43413 | $0.00 | Acquired | 1295987 | Direct |
| 2020-12-31 | Common Stock | F | 19428 | $50.46 | Disposed | 1276559 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-31 | Phantom Stock Units | $0.00 | M | 43413 | Disposed | Common Stock (43413) | Direct |
Footnotes
F1: Currently exercisable.
F2: No expiration date for these Units.
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