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STIFEL FINANCIAL CORP — Director's Dealing 2021
Jan 14, 2021
30525_dirs_2021-01-14_8814b3a8-f926-4932-a7ee-20803fa18947.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2021-01-12
Reporting Person: OATES JAMES M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-12 | Common Stock | M | 6004 | $0.00 | Acquired | 12842 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-12 | Phantom Stock Units | $0.00 | M | 6004 | Disposed | Common Stock (6004) | Direct |
Footnotes
F1: Currently exercisable.
F2: No expiration date for these Units.
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