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STIFEL FINANCIAL CORP — Director's Dealing 2018
Jan 3, 2018
30525_dirs_2018-01-03_e74a61b6-7847-4991-b7b7-cca5225bbb53.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2017-12-29
Reporting Person: Brautigam Allen (Director, Branch Offices)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-29 | Common Stock | M | 9829 | — | Acquired | 35004 | Direct |
| 2017-12-29 | Common Stock | F | 3279 | $59.56 | Disposed | 31725 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-29 | Phantom Stock Units | $0 | M | 9829 | Disposed | Common Stock (9829) | Direct |
Footnotes
F1: Currently convertible.
F2: No expiration date for these Units.
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