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STIFEL FINANCIAL CORP Director's Dealing 2018

Jan 3, 2018

30525_dirs_2018-01-03_e74a61b6-7847-4991-b7b7-cca5225bbb53.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2017-12-29

Reporting Person: Brautigam Allen (Director, Branch Offices)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-12-29 Common Stock M 9829 Acquired 35004 Direct
2017-12-29 Common Stock F 3279 $59.56 Disposed 31725 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-12-29 Phantom Stock Units $0 M 9829 Disposed Common Stock (9829) Direct

Footnotes

F1: Currently convertible.

F2: No expiration date for these Units.