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STIFEL FINANCIAL CORP — Director's Dealing 2016
Jan 26, 2016
30525_dirs_2016-01-26_3b2faf5c-93ac-4aff-9cae-22c3ce463e8f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2016-01-22
Reporting Person: Plotkin Ben A (Director, Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-22 | Common Stock | M | 21186 | — | Acquired | 159495 | Direct |
| 2016-01-22 | Common Stock | F | 5916 | $35.86 | Disposed | 153579 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-22 | Phantom Stock Units | $0 | M | 21186 | Disposed | Common Stock (21186) | Direct |
Footnotes
F1: Fully vested.
F2: No expiration date for these Units.
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