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STIFEL FINANCIAL CORP — Director's Dealing 2016
Jan 5, 2016
30525_dirs_2016-01-05_79ba187b-91d2-4abb-9ca3-b74ca674cc31.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2015-12-31
Reporting Person: DILL CHARLES A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-31 | Common Stock | M | 2250 | $17 | Acquired | 52070 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-31 | Stock Option (Option to Buy) | $17 | M | 2250 | Disposed | 2016-01-03 | Common Stock (2250) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units | $0 | Common Stock (21772) | 21772 | Direct |
Footnotes
F1: Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.
F2: Units vest quarterly over a one year period.
F3: No expiration date for these Units.
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