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STIFEL FINANCIAL CORP — Director's Dealing 2016
Jun 17, 2016
30525_dirs_2016-06-17_9c452ce4-09b2-4fd8-be05-ad38b14dc261.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2016-06-16
Reporting Person: DILL CHARLES A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-16 | Common Stock | M | 4853 | — | Acquired | 60298 | Direct |
| 2016-06-16 | Common Stock | M | 13522 | — | Acquired | 73820 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-16 | Phantom Stock Units | $0 | M | 4853 | Disposed | Common Stock (4853) | Direct | |
| 2016-06-16 | Phantom Stock Units | $0 | M | 13522 | Disposed | Common Stock (13522) | Direct |
Footnotes
F1: Currently exercisable.
F2: No expiration date for these Units.
F3: Units vest quarterly over a one year period.
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