AI assistant
Sending…
STIFEL FINANCIAL CORP — Director's Dealing 2016
Jan 6, 2016
30525_dirs_2016-01-06_973b59a3-dab6-472d-a032-883f2691afe3.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2015-12-31
Reporting Person: LEFTON ROBERT E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-31 | Common Stock | M | 0 | — | Acquired | 24620 | Direct |
| 2015-12-31 | Common Stock | F | 0 | — | Disposed | 24620 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-31 | Stock Option (Option to Buy) | $17 | M | 0 | Disposed | 2016-01-03 | Common Stock (0) | Direct |
Footnotes
F1: The Form 4 filed on January 5, 2016 reporting Dr. Lefton's option exercise was filed in error. Robert Lefton is no longer a Stifel Financial Corp. Insider.
F2: Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.
More from STIFEL FINANCIAL CORP
Regulatory Filings
2026
May 28
Proxy Solicitation & Information Statement
2026
May 21
Regulatory Filings
2026
May 12
Interim / Quarterly Report
2026
May 4
Major Shareholding Notification
2026
Apr 30
Annual Report
2026
Apr 29
Proxy Solicitation & Information Statement
2026
Apr 29
Proxy Solicitation & Information Statement
2026
Apr 29
Regulatory Filings
2026
Apr 22
Regulatory Filings
2026
Apr 17