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STIFEL FINANCIAL CORP Director's Dealing 2016

Jan 6, 2016

30525_dirs_2016-01-06_973b59a3-dab6-472d-a032-883f2691afe3.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2015-12-31

Reporting Person: LEFTON ROBERT E (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-12-31 Common Stock M 0 Acquired 24620 Direct
2015-12-31 Common Stock F 0 Disposed 24620 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-12-31 Stock Option (Option to Buy) $17 M 0 Disposed 2016-01-03 Common Stock (0) Direct

Footnotes

F1: The Form 4 filed on January 5, 2016 reporting Dr. Lefton's option exercise was filed in error. Robert Lefton is no longer a Stifel Financial Corp. Insider.

F2: Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.