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STIFEL FINANCIAL CORP — Director's Dealing 2016
Feb 10, 2016
30525_dirs_2016-02-10_447fd6f2-9e09-4334-9ef8-f8df9be70ad5.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2015-12-31
Reporting Person: Minnick David M (General Counsel & Senior VP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-26 | Common Stock | G | 200 | — | Disposed | 11976 | Direct |
| 2015-01-26 | Common Stock | G | 30 | — | Disposed | 11946 | Direct |
| 2015-01-26 | Common Stock | G | 250 | — | Disposed | 11696 | Direct |
| 2015-01-26 | Common Stock | G | 250 | — | Disposed | 11446 | Direct |
| 2015-01-26 | Common Stock | G | 250 | — | Disposed | 11196 | Direct |
| 2015-01-26 | Common Stock | G | 250 | — | Disposed | 10946 | Direct |
| 2015-01-26 | Common Stock | G | 20 | — | Disposed | 10926 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units | $0 | Common Stock (13787) | 13787 | Direct |
Footnotes
F1: Units vest in 20% increments over a five year period.
F2: No expiration date for these Units.
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