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STIFEL FINANCIAL CORP — Director's Dealing 2016
Jan 26, 2016
30525_dirs_2016-01-26_3511c640-7af0-4b04-bc03-67676f081b2e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2016-01-22
Reporting Person: Michaud Thomas B. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-22 | Common Stock | M | 4544 | — | Acquired | 126030 | Direct |
| 2016-01-22 | Common Stock | F | 1802 | $35.86 | Disposed | 124228 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-22 | Phantom Stock Units | $0 | M | 4544 | Disposed | Common Stock (4544) | Direct |
Footnotes
F1: Fully vested.
F2: No expiration date for these Units.
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