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STIFEL FINANCIAL CORP Director's Dealing 2013

Feb 12, 2013

30525_dirs_2013-02-12_96d600ab-bb21-46d2-82d4-36a6c37bd3ce.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2012-12-31

Reporting Person: OATES JAMES M (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-12-03 Common Stock G 7211 Disposed 42789 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 573 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock Units $0 Common Stock (19074) 19074 Direct

Footnotes

F1: Units vest quarterly over a one year period.

F2: No expiration date for these Units.