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STIFEL FINANCIAL CORP — Director's Dealing 2013
Feb 12, 2013
30525_dirs_2013-02-12_96d600ab-bb21-46d2-82d4-36a6c37bd3ce.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2012-12-31
Reporting Person: OATES JAMES M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-03 | Common Stock | G | 7211 | — | Disposed | 42789 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 573 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units | $0 | Common Stock (19074) | 19074 | Direct |
Footnotes
F1: Units vest quarterly over a one year period.
F2: No expiration date for these Units.
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