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STIFEL FINANCIAL CORP Director's Dealing 2012

Nov 13, 2012

30525_dirs_2012-11-13_decf57d2-f4d0-49ae-9618-67bf8d1ec273.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2012-11-09

Reporting Person: SLINEY DAVID D (Dir Strategic Planning & Tech)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-11-09 Common Stock M 20999 $3.8633 Acquired 92635 Direct
2012-11-09 Common Stock F 2624 $30.9 Disposed 90011 Direct
2012-11-12 Common Stock F 7755 $30.26 Disposed 82256 Direct
2012-11-12 Common Stock F 62 $30.05 Disposed 82194 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-11-09 Stock Option (Option to Buy) $3.8633 M 20999 Disposed 2013-02-10 Common Stock (20999) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock Units $0 Common Stock (79408) 79408 Direct

Footnotes

F1: Options vest in 20% increments on 2/10/04, 2/10/05, 2/10/06, 2/10/07 and 2/10/08.

F2: Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance.

F3: No expiration date for these Units.