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STATE STREET CORP Earnings Release 2016

Jul 27, 2016

30131_rns_2016-07-27_ec8e2acb-6772-4e2e-bf5b-0335bcfd14ae.zip

Earnings Release

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8-K 1 form8-kx2q16results.htm 8-K html PUBLIC "-//W3C//DTD HTML 4.01 Transitional//EN" "http://www.w3.org/TR/html4/loose.dtd" Document created using Wdesk 1 Copyright 2016 Workiva Document

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


FORM 8-K


CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): July 27, 2016


State Street Corporation

(Exact name of registrant as specified in its charter)


Massachusetts 001-07511 04-2456637
(State of Incorporation) (Commission File Number) (IRS Employer Identification Number)
One Lincoln Street Boston, Massachusetts 02111
(Address of principal executive office) (Zip Code)

Registrant’s telephone number, including area code: (617) 786-3000


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o Written communications pursuant to Rule 425 under the Securities Act

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

Item 2.02. Results of Operations and Financial Condition.

On July 27, 2016 , State Street Corporation issued a news release announcing its results of operations for the second quarter of 2016. Copies of that news release and accompanying second-quarter 2016 financial information addendum are furnished herewith as Exhibits 99.1 and 99.2, respectively, and are incorporated herein by reference.

Item 7.01. Regulation FD.

On July 27, 2016, State Street Corporation made available a slide presentation providing highlights of State Street's second-quarter 2016 results of operations and related information as of June 30, 2016, which is being made available in connection with a July 27, 2016 investor conference call. A copy of that slide presentation is furnished herewith as Exhibit 99.3 and is incorporated herein by reference.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

State Street Corporation's news release dated July 27, 2016 , announcing its second-quarter 2016 results of operations and accompanying second-quarter 2016 financial information addendum are furnished herewith as Exhibits 99.1 and 99.2, respectively, and are incorporated by reference in Item 2.02 hereof; and a slide presentation providing highlights of State Street's second-quarter 2016 results of operations and related information as of June 30, 2016, which is being made available in connection with a July 27, 2016 investor conference call, is furnished herewith as Exhibit 99.3 and is incorporated by reference in Item 7.01 hereof.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

By: STATE STREET CORPORATION — /s/ SEAN P. NEWTH
Name: Sean P. Newth
Title: Senior Vice President, Chief Accounting Officer and Controller
Date: July 27, 2016

EXHIBIT INDEX

Exhibit No. Description
99.1 State Street's news release dated July 27, 2016, announcing its second-quarter 2016 results of operations (this Exhibit 99.1 is furnished, not filed)
99.2 State Street's second-quarter 2016 financial information addendum (this Exhibit 99.2 is furnished, not filed)
99.3 Slide presentation providing highlights of State Street's second-quarter 2016 results of operations and related information as of June 30, 2016 (this Exhibit 99.3 is furnished, not filed)