STATE STREET CORP — Earnings Release 2014

Jan 24, 2014

8-K 1 form8-kq413earningsrelease.htm 8-K html PUBLIC "-//W3C//DTD HTML 4.01 Transitional//EN" "http://www.w3.org/TR/html4/loose.dtd" Document created using WebFilings 1 Copyright 2008-2014 WebFilings LLC. All Rights Reserved Form 8-K Q4'13 Earnings Release

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

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FORM 8-K

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CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): January 24, 2014

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State Street Corporation

(Exact name of registrant as specified in its charter)

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Massachusetts	001-07511	04-2456637
(State of Incorporation)	(Commission File Number)	(IRS Employer Identification Number)

One Lincoln Street Boston, Massachusetts	02111
(Address of principal executive office)	(Zip Code)

Registrant’s telephone number, including area code: (617) 786-3000

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o Written communications pursuant to Rule 425 under the Securities Act

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

Item 2.02. Results of Operations and Financial Condition.

On January 24, 2014 , State Street Corporation (“State Street” or the “Company”) issued a news release announcing its results of operations for the fourth quarter of 2013 and full-year 2013 . Copies of that news release and accompanying fourth-quarter 2013 and full-year 2013 financial information addendum are furnished herewith as Exhibits 99.1 and 99.2, respectively, and are incorporated herein by reference.

In addition, a slide presentation providing highlights of State Street's fourth-quarter 2013 and full-year 2013 results of operations and information pertaining to its investment portfolio as of December 31, 2013 , which will be made available in connection with the investor conference call to be held by the Company on January 24, 2014 , is furnished with this Form 8-K as Exhibit 99.3.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

State Street Corporation's news release dated January 24, 2014 , announcing its fourth-quarter 2013 and full-year 2013 results of operations, and accompanying fourth-quarter 2013 and full-year 2013 financial information addendum, are furnished herewith as Exhibits 99.1 and 99.2, respectively; and a slide presentation providing highlights of State Street's fourth-quarter 2013 and full-year 2013 results of operations and information pertaining to its investment portfolio as of December 31, 2013 , which will be made available in connection with the investor conference call referenced in the January 24, 2014 news release, is furnished herewith as Exhibit 99.3.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	STATE STREET CORPORATION
By:	/s/ JAMES J. MALERBA
Name:	James J. Malerba
Title:	Executive Vice President, Corporate Controller and Chief Accounting Officer
Date: January 24, 2014

EXHIBIT INDEX

Exhibit No.	Description
99.1	State Street's news release dated January 24, 2014, announcing its fourth-quarter 2013 and full-year 2013 results of operations.
99.2	State Street's fourth-quarter 2013 and full-year 2013 financial information addendum.
99.3	Slide presentation providing highlights of State Street's fourth-quarter 2013 and full-year 2013 results of operations and information pertaining to its investment portfolio as of December 31, 2013.