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STATE STREET CORP — Director's Dealing 2021
Feb 17, 2021
30131_dirs_2021-02-17_a1bc2fca-ec24-4f5b-8f00-24788429a672.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2021-02-15
Reporting Person: Kuritzkes Andrew P (EVP and Chief Risk Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-15 | Common Stock | F | 4216 | $73.50 | Disposed | 84563 | Direct |
| 2021-02-16 | Common Stock | S | 2541 | $73.99 | Disposed | 82022 | Direct |
| 2021-02-16 | Common Stock | S | 1609 | $73.99 | Disposed | 80413 | Direct |
Footnotes
F1: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
F2: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
F3: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.
F4: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2019.