STATE STREET CORP — Director's Dealing 2021

Mar 2, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2021-02-26

Reporting Person: Erickson Andrew (Executive Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-26	Common Stock	S	11000	$73.30	Disposed	58997	Direct
2021-02-26	Common Stock	A	21878	—	Acquired	80875	Direct
2021-02-26	Common Stock	A	46989	—	Acquired	127864	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.260 through $73.505, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F2: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

F3: Settlement of performance awards granted on November 30, 2017 and February 26, 2018 as part of 2017 compensation.