STATE STREET CORP — Director's Dealing 2021

Mar 2, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2021-02-26

Reporting Person: Kuritzkes Andrew P (EVP and Chief Risk Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-26	Common Stock	A	17950	—	Acquired	98363	Direct
2021-02-26	Common Stock	A	11680	—	Acquired	110043	Direct
2021-02-26	Common Stock	F	5620	$72.77	Disposed	104423	Direct
2021-03-01	Common Stock	S	6060	$74.61	Disposed	98363	Direct

Footnotes

F1: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

F2: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

F3: Settlement of a performance award granted on February 26, 2018 as part of 2017 compensation.

F4: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 26, 2018 as part of 2017 compensation.

F5: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2019.