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STATE STREET CORP — Director's Dealing 2021
Mar 2, 2021
30131_dirs_2021-03-02_372c8760-14ba-4719-af9e-5671da0404e8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2021-02-26
Reporting Person: Maiuri Louis D (EVP & Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-26 | Common Stock | A | 25244 | — | Acquired | 79891 | Direct |
| 2021-02-26 | Common Stock | A | 27139 | — | Acquired | 107030 | Direct |
| 2021-02-26 | Common Stock | F | 11960 | $72.77 | Disposed | 95070 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10355 | Indirect |
Footnotes
F1: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.
F2: Settlement of a performance award granted on February 26, 2018 as part of 2017 compensation.
F3: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 26, 2018 as part of 2017 compensation.
F4: By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.