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STATE STREET CORP — Director's Dealing 2021
Mar 2, 2021
30131_dirs_2021-03-02_272035ae-09f2-4a11-bd98-995d8495f3d4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2021-02-26
Reporting Person: RICHARDS MICHAEL L (EVP and Chief Admin Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-26 | Common Stock | A | 7105 | — | Acquired | 24420 | Direct |
| 2021-02-26 | Common Stock | A | 1291 | — | Acquired | 25711 | Direct |
| 2021-02-26 | Common Stock | F | 379 | $72.77 | Disposed | 25332 | Direct |
| 2021-03-01 | Common Stock | S | 365 | $74.61 | Disposed | 24967 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 547 | Indirect |
Footnotes
F1: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.
F2: Settlement of a performance award granted on February 26, 2018 as part of 2017 compensation.
F3: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 26, 2018 as part of 2017 compensation.
F4: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 23, 2020.
F5: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.