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STATE STREET CORP — Director's Dealing 2021
Nov 17, 2021
30131_dirs_2021-11-17_374890fd-1e35-49fd-adb1-c1f41017118e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2021-11-09
Reporting Person: O HANLEY RONALD P (Director, Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-09 | Common Stock | G | 10475 | — | Disposed | 217874 | Direct |
| 2021-11-15 | Common Stock | M | 7743 | — | Acquired | 225617 | Direct |
| 2021-11-15 | Common Stock | D | 7743 | $99.92 | Disposed | 217874 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-15 | 2021 Cash Settled Restricted Stock Units | $ | M | 7743 | Disposed | 2024-02-15 | Common Stock (7743.0) | Direct |
Footnotes
F1: Each Unit is the equivalent of one share of State Street Corporation common stock.
F2: Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and remaining units vesting in nine equal quarterly installments commencing February 15, 2022.
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