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STATE STREET CORP Director's Dealing 2021

Nov 17, 2021

30131_dirs_2021-11-17_374890fd-1e35-49fd-adb1-c1f41017118e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2021-11-09

Reporting Person: O HANLEY RONALD P (Director, Chairman, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-09 Common Stock G 10475 Disposed 217874 Direct
2021-11-15 Common Stock M 7743 Acquired 225617 Direct
2021-11-15 Common Stock D 7743 $99.92 Disposed 217874 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-11-15 2021 Cash Settled Restricted Stock Units $ M 7743 Disposed 2024-02-15 Common Stock (7743.0) Direct

Footnotes

F1: Each Unit is the equivalent of one share of State Street Corporation common stock.

F2: Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and remaining units vesting in nine equal quarterly installments commencing February 15, 2022.