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STATE STREET CORP Director's Dealing 2020

Feb 19, 2020

30131_dirs_2020-02-19_ad03a900-da36-4696-8b4d-1b7947d3e416.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2020-02-15

Reporting Person: Erickson Andrew (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-15 Common Stock F 987 $77.85 Disposed 38112 Direct
2020-02-18 Common Stock S 763 $78.17 Disposed 37349 Direct

Footnotes

F1: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

F2: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2017.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.15 through $78.28, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.