STATE STREET CORP — Director's Dealing 2020

Mar 2, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2020-02-27

Reporting Person: CARP JEFFREY N (EVP, CLO and Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-27	Common Stock	A	19676	—	Acquired	176775	Direct
2020-02-27	Common Stock	A	2883	—	Acquired	179658	Direct
2020-02-27	Common Stock	A	30551	—	Acquired	210209	Direct
2020-02-27	Common Stock	F	13550	$69.38	Disposed	196659	Direct

Footnotes

F1: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

F2: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

F3: Restricted stock units granted pursuant to State Street Corporation 2017 Equity Incentive Plan under supplemental retirement plan.

F4: Settlement of a performance award granted on February 27, 2017 as part of 2016 compensation.

F5: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2017 as part of 2016 compensation.