STATE STREET CORP — Director's Dealing 2020

Mar 2, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2020-02-27

Reporting Person: Kuritzkes Andrew P (EVP and Chief Risk Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-27	Common Stock	A	16036	—	Acquired	88189	Direct
2020-02-27	Common Stock	A	24005	—	Acquired	112194	Direct
2020-02-27	Common Stock	F	12144	$69.38	Disposed	100050	Direct
2020-02-28	Common Stock	S	3800	$66.26	Disposed	96250	Direct
2020-02-28	Common Stock	S	5966	$67.09	Disposed	90284	Direct
2020-02-28	Common Stock	S	2095	$67.73	Disposed	88189	Direct

Footnotes

F1: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

F2: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

F3: Settlement of a performance award granted on February 27, 2017 as part of 2016 compensation.

F4: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2017 as part of 2016 compensation.

F5: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.60 through $66.58, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.60 through $67.55, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.60 through $68.15, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.