STATE STREET CORP — Director's Dealing 2020

Mar 2, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2020-02-27

Reporting Person: Maiuri Louis D (EVP & Chief Operating Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-27	Common Stock	A	23807	—	Acquired	60987	Direct
2020-02-27	Common Stock	A	15602	—	Acquired	76589	Direct
2020-02-27	Common Stock	F	6739	$69.38	Disposed	69850	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	13755	Indirect

Footnotes

F1: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

F2: Settlement of a performance award granted on February 27, 2017 as part of 2016 compensation.

F3: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2017 as part of 2016 compensation.

F4: By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.