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STATE STREET CORP Director's Dealing 2020

Nov 17, 2020

30131_dirs_2020-11-17_739aeed4-1b3e-4ea3-8d8b-232a455fa60d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2020-11-15

Reporting Person: RICHARDS MICHAEL L (EVP and Chief Admin Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-15 Common Stock F 781 $68.52 Disposed 19020 Direct
2020-11-16 Common Stock S 316 $70.50 Disposed 18704 Direct
2020-11-15 Common Stock F 6 $68.52 Disposed 550 Indirect

Footnotes

F1: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

F2: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

F3: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.