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STATE STREET CORP Director's Dealing 2019

Feb 20, 2019

30131_dirs_2019-02-20_d287b1df-bc84-4f7d-96dd-85a12b39f05b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2019-02-15

Reporting Person: Kuritzkes Andrew P (EVP and Chief Risk Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-15 Common Stock F 4858 $70.66 Disposed 80716 Direct
2019-02-19 Common Stock S 7689 $69.97 Disposed 73027 Direct

Footnotes

F1: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

F2: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

F3: The sale reported in this Form 4 was effected pursuant to Rule 10b5-1 trading plans adopted by the reporting person on February 27, 2017 and February 28, 2018.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.45 through $70.37, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.