AI assistant
STATE STREET CORP — Director's Dealing 2019
Mar 4, 2019
30131_dirs_2019-03-04_fbc1b151-d8b1-44a1-90c3-bfb26dd2e65e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2019-03-01
Reporting Person: Conway Jeff D (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-01 | Common Stock | A | 9265 | — | Acquired | 31307 | Direct |
| 2019-03-01 | Common Stock | A | 23590 | — | Acquired | 54897 | Direct |
| 2019-03-01 | Common Stock | F | 10241 | $72.80 | Disposed | 44656 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1720 | Indirect |
Footnotes
F1: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.
F2: Settlement of a performance award granted on February 29, 2016 as part of 2015 compensation.
F3: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 29, 2016 as part of 2015 compensation.
F4: The reporting person indirectly beneficially owns the indicated shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of February 28, 2019. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.