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STATE STREET CORP — Director's Dealing 2016
Jan 6, 2016
30131_dirs_2016-01-06_0e996c97-a3be-4d48-a118-1c7b8260054b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2016-01-04
Reporting Person: CARP JEFFREY N (EVP, CLO and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-04 | Common Stock | S | 25000 | $64.46 | Disposed | 369351 | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2012.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.160 through $64.660, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
F3: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.