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STATE STREET CORP — Director's Dealing 2016
Feb 17, 2016
30131_dirs_2016-02-17_ec710f7b-b161-41cb-81fc-239849c9eaee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2016-02-15
Reporting Person: Quirk Alison A. (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-15 | Common Stock | F | 13106 | $54.68 | Disposed | 69427 | Direct |
| 2016-02-16 | Common Stock | S | 20302 | $55.33 | Disposed | 49125 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 18788 | Indirect |
Footnotes
F1: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
F2: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
F3: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2015.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 55.02 through 55.69, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.