STATE STREET CORP — Director's Dealing 2016

Mar 2, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2016-02-29

Reporting Person: Phalen James S (Vice Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-02-29	Common Stock	A	36821	—	Acquired	338447	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	888	Indirect

Footnotes

F1: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.

F2: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

F3: The reporting person indirectly beneficially owns the indicated shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of February 29, 2016. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.