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STATE STREET CORP — Director's Dealing 2016
Jul 6, 2016
30131_dirs_2016-07-06_513216ac-1d11-4338-9416-b5195adaeb4c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2016-07-01
Reporting Person: CARP JEFFREY N (EVP, CLO and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-01 | Common Stock | S | 40200 | $53.74 | Disposed | 297383 | Direct |
| 2016-07-01 | Common Stock | S | 4800 | $54.32 | Disposed | 292583 | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to two Rule 10b5-1 trading plans adopted by the reporting person on August 17, 2012 and May 17, 2013.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 53.260 through 54.245, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
F3: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 54.260 through 54.380, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.