STATE STREET CORP — Director's Dealing 2016

Nov 15, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2016-11-11

Reporting Person: CARP JEFFREY N (EVP, CLO and Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-11-11	Common Stock	M	74457	$70.59	Acquired	306874	Direct
2016-11-11	Common Stock	D	68931	$76.25	Disposed	237943	Direct
2016-11-11	Common Stock	F	2600	$76.25	Disposed	235343	Direct
2016-11-14	Common Stock	S	2926	$77.38	Disposed	232417	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-11-11	Stock Appreciation Right	$70.59	M	74457	Disposed	2017-02-14	Common Stock (74457.0)	Direct

Footnotes

F1: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2015.

F2: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

F3: These shares were withheld to satisfy tax withholding obligations in connection with the exercise of a previously awarded stock appreciation right.

F4: The stock appreciation right vested in four (4) annual installments commencing February 15, 2008.