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STATE STREET CORP — Director's Dealing 2015
Feb 19, 2015
30131_dirs_2015-02-18_a50eeb0d-a8a0-4d05-b9c5-915973cdba87.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2015-02-15
Reporting Person: Newth Sean P (SVP, CAO and Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-15 | Common Stock | F | 451 | $76.93 | Disposed | 6457 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 17 | Indirect |
Footnotes
F1: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
F2: The reporting person indirectly beneficially owns 17 shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of January 31, 2015. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.
F3: The reporting person's prior Form 4 reported an additional 1,095 shares held by a family member as indirectly held by the reporting person. Such shares were canceled for no value and are no longer indirectly held by the reporting person.