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STATE STREET CORP — Director's Dealing 2015
Feb 23, 2015
30131_dirs_2015-02-23_91a61d44-afc3-40b5-9560-173a99829d31.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2015-02-19
Reporting Person: CARP JEFFREY N (EVP, CLO and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-19 | Common Stock | A | 19189 | — | Acquired | 413545 | Direct |
| 2015-02-19 | Common Stock | A | 2614 | — | Acquired | 416159 | Direct |
| 2015-02-19 | Common Stock | A | 32528 | — | Acquired | 448687 | Direct |
| 2015-02-19 | Common Stock | F | 4371 | $76.54 | Disposed | 444316 | Direct |
Footnotes
F1: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.
F2: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
F3: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan under supplemental retirement plan.
F4: Settlement of a performance award granted on February 20, 2014 as part of 2013 compensation. Such settlement is in the form of restricted time-vested stock units.
F5: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 20, 2014 as part of 2013 compensation.