STATE STREET CORP — Director's Dealing 2015

Feb 23, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2015-02-19

Reporting Person: Phalen James S (Vice Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-02-19	Common Stock	A	28508	—	Acquired	327947	Direct
2015-02-19	Common Stock	A	2614	—	Acquired	330561	Direct
2015-02-19	Common Stock	A	41821	—	Acquired	372382	Direct
2015-02-19	Common Stock	F	5619	$76.54	Disposed	366763	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	870	Indirect

Footnotes

F1: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.

F2: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

F3: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan under supplemental retirement plan.

F4: Settlement of a performance award granted on February 20, 2014 as part of 2013 compensation. Such settlement is in the form of restricted time-vested stock units.

F5: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 20, 2014 as part of 2013 compensation.

F6: The reporting person indirectly beneficially owns 870 shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of January 31, 2015. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.