AI assistant
STATE STREET CORP — Director's Dealing 2015
Mar 27, 2015
30131_dirs_2015-03-27_96a9ca48-431b-4eb8-8c11-4294fe30fd49.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2015-03-19
Reporting Person: Conway Jeff D (Executive Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 70993 | Direct |
| Common Stock | 1516 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Cash - Only Right | $ | Common Stock (790.0) | Direct |
Footnotes
F1: The reporting person indirectly beneficially owns 1,516 shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated March 19, 2015. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.
F2: Represents the right to receive cash in an amount equal to the value of the underlying securities upon retirement. Held under the State Street Corporation Management Supplemental Savings Plan.
F3: 1-for-1