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STATE STREET CORP Director's Dealing 2015

Oct 30, 2015

30131_dirs_2015-10-30_4dddf9a1-0876-4933-a291-0e7ccb32572f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2015-10-28

Reporting Person: HOOLEY JOSEPH L (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-10-28 Common Stock S 36308 $70 Disposed 861049 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2368 Indirect

Footnotes

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2015.

F2: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

F3: The reporting person indirectly beneficially owns the indicated shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of September 30, 2015. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.