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STATE STREET CORP — Director's Dealing 2014
Feb 19, 2014
30131_dirs_2014-02-19_e74cf836-2c4e-454d-b0dc-4dbfa8b3a645.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2014-02-15
Reporting Person: Antonellis Joseph C (Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-15 | Common Stock | F | 31465 | $68.81 | Disposed | 236130 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7175 | Indirect |
Footnotes
F1: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
F2: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
F3: The reporting person indirectly beneficially owns 7,175 shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of January 31, 2014. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.