AI assistant
STATE STREET CORP — Director's Dealing 2014
Feb 24, 2014
30131_dirs_2014-02-24_48e83ef8-c143-405b-9386-795d35b33d5c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2014-02-20
Reporting Person: Kuritzkes Andrew P (EVP and Chief Risk Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-20 | Common Stock | A | 15490 | — | Acquired | 124044 | Direct |
| 2014-02-20 | Common Stock | A | 2949 | — | Acquired | 126993 | Direct |
| 2014-02-20 | Common Stock | A | 32113 | — | Acquired | 159106 | Direct |
| 2014-02-20 | Common Stock | F | 4482 | $67.82 | Disposed | 154624 | Direct |
Footnotes
F1: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.
F2: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
F3: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan under supplemental retirement plan.
F4: Settlement of a performance award granted on February 21, 2013 as part of 2012 compensation. Such settlement is in the form of restricted time-vested stock units.
F5: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 21, 2013 as part of 2012 compensation.