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STATE STREET CORP — Director's Dealing 2014
Feb 24, 2014
30131_dirs_2014-02-24_57f05e36-26a6-4f2b-aa01-17c527963d11.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2014-02-20
Reporting Person: O'Neill Peter (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-20 | Common Stock | A | 7143 | — | Acquired | 112485 | Direct |
| 2014-02-20 | Common Stock | F | 3358 | $67.82 | Disposed | 109127 | Direct |
| 2014-02-20 | Common Stock | A | 7987 | — | Acquired | 117114 | Direct |
| 2014-02-20 | Common Stock | A | 2949 | — | Acquired | 120063 | Direct |
| 2014-02-20 | Common Stock | A | 1140 | — | Acquired | 121203 | Direct |
| 2014-02-20 | Common Stock | F | 536 | $67.82 | Disposed | 120667 | Direct |
| 2014-02-20 | Common Stock | A | 24056 | — | Acquired | 144723 | Direct |
| 2014-02-20 | Common Stock | F | 2827 | $67.82 | Disposed | 141896 | Direct |
Footnotes
F1: Stock Award granted pursuant to State Street Corporation 2006 Equity Incentive Plan.
F2: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
F3: These shares were withheld to satisfy tax withholding obligations in connection with the stock award granted on February 20, 2014 pursuant to State Street Corporation 2006 Equity Incentive Plan.
F4: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.
F5: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan under supplemental retirement plan.
F6: Settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
F7: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
F8: Settlement of a performance award granted on February 21, 2013 as part of 2012 compensation. Such settlement is in the form of restricted time-vested stock units.
F9: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 21, 2013 as part of 2012 compensation.