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STATE STREET CORP — Director's Dealing 2014
Feb 24, 2014
30131_dirs_2014-02-24_e3e90ccf-19c3-4446-9199-71f6e31a9535.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2014-02-20
Reporting Person: Quirk Alison A. (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-20 | Common Stock | A | 9294 | — | Acquired | 93999 | Direct |
| 2014-02-20 | Common Stock | A | 2949 | — | Acquired | 96948 | Direct |
| 2014-02-20 | Common Stock | A | 1091 | — | Acquired | 98039 | Direct |
| 2014-02-20 | Common Stock | F | 515 | $67.82 | Disposed | 97524 | Direct |
| 2014-02-20 | Common Stock | A | 20704 | — | Acquired | 118228 | Direct |
| 2014-02-20 | Common Stock | F | 2444 | $67.82 | Disposed | 115784 | Direct |
Footnotes
F1: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.
F2: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
F3: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan under supplemental retirement plan.
F4: Settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
F5: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
F6: Settlement of a performance award granted on February 21, 2013 as part of 2012 compensation. Such settlement is in the form of restricted time-vested stock units.
F7: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 21, 2013 as part of 2012 compensation.