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STATE STREET CORP Director's Dealing 2014

Nov 13, 2014

30131_dirs_2014-11-13_6fdc5d04-14cf-4fc4-8ed3-e72ebf1d491c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2014-11-11

Reporting Person: Antonellis Joseph C (Vice Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-11-11 Common Stock M 48675 $44.53 Acquired 358177 Direct
2014-11-11 Common Stock S 83739 $77.76 Disposed 274438 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-11-11 Employee Stock Option (right to buy) $44.53 M 48675 Disposed 2015-03-01 Common Stock (48675.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 7264 Indirect

Footnotes

F1: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.750 through $77.870, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F3: The reporting person indirectly beneficially owns 7,264 shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of October 31, 2014. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.

F4: The option vested in four (4) annual increments commencing March 2, 2006.