STATE STREET CORP — Director's Dealing 2013

Jan 25, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2013-01-23

Reporting Person: Phalen James S (Executive Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-01-23	Common Stock	M	8100	$49.81	Acquired	379510	Direct
2013-01-23	Common Stock	M	63500	$44.53	Acquired	443010	Direct
2013-01-23	Common Stock	S	71600	$54.94	Disposed	371410	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-01-23	Employee Stock Option (right to buy)	$49.81	M	8100	Disposed	2013-12-16	Common Stock (8100)	Direct
2013-01-23	Employee Stock Option (right to buy)	$44.53	M	63500	Disposed	2015-03-01	Common Stock (63500)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	799	Indirect
Common Stock	29477	Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.880 through 55.115, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F2: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

F3: The reporting person indirectly beneficially owns 799 shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of January 23, 2013. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.

F4: By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F5: The option vested in three equal annual installments commencing December 17, 2005.

F6: The option vested in four annual installments commencing March 2, 2006.