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STATE STREET CORP — Director's Dealing 2013
Feb 26, 2013
30131_dirs_2013-02-25_98f26428-815b-4d65-b67f-9b1f05e3c5c3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2013-02-21
Reporting Person: Antonellis Joseph C (Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-21 | Common Stock | A | 14185 | — | Acquired | 204164 | Direct |
| 2013-02-21 | Common Stock | F | 6696 | $56.09 | Disposed | 197468 | Direct |
| 2013-02-21 | Common Stock | A | 39008 | — | Acquired | 236476 | Direct |
| 2013-02-21 | Common Stock | A | 3566 | — | Acquired | 240042 | Direct |
| 2013-02-21 | Common Stock | A | 14278 | — | Acquired | 254320 | Direct |
| 2013-02-21 | Common Stock | F | 6589 | $56.09 | Disposed | 247731 | Direct |
| 2013-02-21 | Common Stock | A | 57968 | — | Acquired | 305699 | Direct |
| 2013-02-21 | Common Stock | F | 6688 | $56.09 | Disposed | 299011 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7072 | Indirect |
Footnotes
F1: Stock award granted pursuant to State Street Corporation 2006 Equity Incentive Plan.
F2: These shares were withheld to satisfy tax withholding obligations in connection with the stock award granted on February 21, 2013 pursuant to State Street Corporation 2006 Equity Incentive Plan.
F3: Restricted stock award granted pursuant to State Street Corporation 2006 Equity Incentive Plan.
F4: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan under supplemental retirement plan.
F5: Settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
F6: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
F7: Settlement of a performance award granted on February 16, 2012 as part of 2011 compensation. Such settlement is in the form of a restricted time-vested stock award.
F8: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 16, 2012 as part of 2011 compensation.
F9: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
F10: The reporting person indirectly beneficially owns 7,072 shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of January 31, 2013. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.