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STATE STREET CORP — Director's Dealing 2013
Feb 26, 2013
30131_dirs_2013-02-25_65207fc2-3774-4751-a820-5cd10bf5063b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2013-02-21
Reporting Person: POWERS SCOTT F (EVP; President and CEO of SSgA)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-21 | Common Stock | A | 53333 | — | Acquired | 264562 | Direct |
| 2013-02-21 | Common Stock | A | 3566 | — | Acquired | 268128 | Direct |
| 2013-02-21 | Common Stock | A | 10566 | — | Acquired | 278694 | Direct |
| 2013-02-21 | Common Stock | F | 4988 | $56.09 | Disposed | 273706 | Direct |
| 2013-02-21 | Common Stock | A | 81949 | — | Acquired | 355655 | Direct |
| 2013-02-21 | Common Stock | F | 9670 | $56.09 | Disposed | 345985 | Direct |
Footnotes
F1: Restricted stock award granted pursuant to State Street Corporation 2006 Equity Incentive Plan.
F2: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan under supplemental retirement plan.
F3: Settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
F4: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
F5: Settlement of a performance award granted on February 16, 2012 as part of 2011 compensation. Such settlement is in the form of a restricted time-vested stock award.
F6: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 16, 2012 as part of 2011 compensation.
F7: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.